Abel Noser is prepared to bring your firm up-to-speed with MiFID II & PRIIPs European regulatory reporting requirements.
PRIIPs, or packaged retail investment and insurance-based products, refers to a broad category of financial assets that are regularly provided to consumers in the European Union through banks or other financial institutions. Many US firms with European activities fall within regulatory oversight.
Abel Noser Solutions has created an expedited regulatory offering for clients with funds that fall under upcoming PRIIPs disclosure requirements. We can provide the data, expertise and archival solution you'll need to construct and maintain a PRIIPs Key Information Document (KID) for retail investors.
Objectives: To improve transparency and increase investor confidence by ensuring comparability between similar products and harmonize the framework of administrative and financial penalties on a Europe‐wide basis.
Products in Scope: Asset managers, UCITS, structured products, guaranteed capital/return products, all investment funds.
Insurance: Unit linked life insurance and certain pension products.
Requirements: Obligation for firms selling investment products to provide investors with Key Information Documents (KIDs) prior to any proposal or contract.
Implementation Date: January 3, 2018 (with 3 year look back requirement)
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Client Services: +44 (0) 207 058 2108.
Address: 14 Gray’s Inn Road, London, WC1X 8HN
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