Trade Surveillance & Global Compliance

Effective trade surveillance needs to be effective against the many activities targeted by SEC Rules, FINRA Rules, European mandates, liquidity rules and global best execution oversight. Ever-changing trading methods and the latest technical advances present companies with increased compliance burdens and risk management challenges.


Our trade surveillance software products offer comprehensive and versatile features that allow asset owners, broker-dealers, investment advisors, and exchanges to comply with various data-driven regulations while ensuring ongoing monitoring capabilities.


Trade Surveillance

Best Execution Oversight

European Mandates

Compliance+ trade surveillance is just the tool you've been looking for to help you and your company with trade compliance and peace-of-mind.  Watch the video to understand why.

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Working with Abel Noser Solutions


There are a number of ways a company can work with us to experience our best-in-class products and services:

  • Direct Clients - Direct clients receive products and industry-leading services directly from Abel Noser Solutions.
  • Strategic Partners - We have also developed a network of partners who we work closely with to ultimately deliver our products and services.
  • Distributor - In a typical distributor partnership, Abel Noser Solutions operates as a wholesaler, delivering TCA services through a reseller to its clients. Resellers, usually prime brokers, brokers, correspondent clearing firms, and custody clients, pursue opportunities with their own sales forces using Abel Noser TCA products that can be "white-labeled" or re-branded.
  • Referral - In a referral relationship, partners such as brokers and consultants can actively sell our services to their clients in return for revenue sharing with Abel Noser Solutions.


Please contact us at to learn more.

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