Best-in-Class Compliance Solutions
Trade Surveillance You Can Count On
Clarity Breeds Trust
Compliance+ provides essential transparency ensuring accurate and compliant executions.
Compliance+ is the industry’s most powerful tool to protect your firm and your own reputation from a long list of potential liabilities or compliance breaches.
Our software gives you the ability to monitor securities trades with a high degree of transparency, and ensure accurate and compliant executions.
View types of alerts (exceptions) to review
Set up an in-person demonstration trial to experience the value-add and peace of mind of Compliance+
View benchmark comparison data (right) on dashboard
Sort data sets using our powerful filters
Trade-Lenz and Drill-Thru features show order and fill details
Arrange a Trial