1.3
Ladenburg Thalmann and Co. Inc (“LTCO”)
2021
4
2022-01-12T11:24:44Z
2021
10
0.00
0.00
0.00
0.00
0.00
100.00
50.00
13.33
36.67
0.00
NSDQ
56.67
20.00
100.00
90.91
0.00
2.7471
27.8328
-0.3620
-0.1629
-7.3906
-14.0000
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic
communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are
executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET
charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for
routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET
charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed
share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments
otherwise stated herein this disclosure.
IMID: INET
CRDID: 7270
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
NASD
40.00
80.00
0.00
0.00
0.00
22.3158
29.9340
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic
communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are
executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET
charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for
routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET
charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed
share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments
otherwise stated herein this disclosure.
IMID: INET
CRDID: 7270
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
100.00
92.31
0.00
7.69
0.00
MASAX
100.00
100.00
0.00
100.00
0.00
2.8000
0.3500
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
TRADEMAS INC. (“BT”) is a NYSE floor broker. Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to
BT which are executed through various unknown market centers. BT charges LTCO for the order flow sent to them in the amount of
$0.002 per executed share of stock. LTCO has no payment for order flow arrangements with this venue nor do we receive rebates
for providing liquidity. LTCO has no other arraignments otherwise stated herein this disclosure.
IMID: BT
CRDID: 130030
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
2021
11
0.00
0.00
0.00
0.00
0.00
100.00
68.97
12.07
17.24
1.72
NASD
51.72
50.00
14.29
90.00
0.00
18.3034
29.9369
-2.1800
-8.7200
-8.1648
-14.0000
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic
communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are
executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET
charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for
routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET
charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed
share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments
otherwise stated herein this disclosure.
IMID: INET
CRDID: 7270
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
NSDQ
43.10
42.50
85.71
10.00
100.00
26.6684
22.5621
36.8797
10.2443
-7.0000
-14.0000
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic
communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are
executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET
charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for
routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET
charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed
share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments
otherwise stated herein this disclosure.
IMID: INET
CRDID: 7270
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
NYSE
5.17
7.50
0.00
0.00
0.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
THE NEW YORK STOCK EXCHANGE (“NYSE”) is an exchange. Ladenburg Thalmann and Co. Inc. (“LTCO”) routes equity limit and
market orders (Held only) to NYSE. NYSE charges LTCO standard member rates for executions found here
https://www.nyse.com/markets/nyse/trading-info#trading-fees. LTCO has no payment for order flow arrangements with this venue
nor do we have any other arraignments otherwise stated herein this disclosure.
Exchange Identifier: NYSE
Type: Equity Limit and Market Orders Only (Held only)
Algo1
: No
100.00
92.86
3.57
3.57
0.00
MASAX
100.00
100.00
100.00
100.00
0.00
9.9470
0.3500
1.3930
0.3500
0.1750
0.3500
0.0000
0.0000
TRADEMAS INC. (“BT”) is a NYSE floor broker. Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to
BT which are executed through various unknown market centers. BT charges LTCO for the order flow sent to them in the amount of
$0.002 per executed share of stock. LTCO has no payment for order flow arrangements with this venue nor do we receive rebates
for providing liquidity. LTCO has no other arraignments otherwise stated herein this disclosure.
IMID: BT
CRDID: 130030
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
2021
12
100.00
66.67
33.33
0.00
0.00
NSDQ
66.67
100.00
0.00
0.00
0.00
4.3500
14.5000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic
communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are
executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET
charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for
routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET
charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed
share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments
otherwise stated herein this disclosure.
IMID: INET
CRDID: 7270
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
NYSE
33.33
0.00
100.00
0.00
0.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
THE NEW YORK STOCK EXCHANGE (“NYSE”) is an exchange. Ladenburg Thalmann and Co. Inc. (“LTCO”) routes equity limit and
market orders (Held only) to NYSE. NYSE charges LTCO standard member rates for executions found here
https://www.nyse.com/markets/nyse/trading-info#trading-fees. LTCO has no payment for order flow arrangements with this venue
nor do we have any other arraignments otherwise stated herein this disclosure.
Exchange Identifier: NYSE
Type: Equity Limit and Market Orders Only (Held only)
Algo1
: No
100.00
83.87
9.68
6.45
0.00
NASD
67.74
65.38
66.67
100.00
0.00
29.3518
29.9845
-2.2104
-4.4208
-1.4000
-14.0000
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic
communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are
executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET
charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for
routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET
charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed
share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments
otherwise stated herein this disclosure.
IMID: INET
CRDID: 7270
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
NSDQ
29.03
30.77
33.33
0.00
0.00
34.1500
18.8674
24.0000
30.0000
0.0000
0.0000
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic
communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are
executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET
charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for
routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET
charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed
share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments
otherwise stated herein this disclosure.
IMID: INET
CRDID: 7270
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No
NYSE
3.23
3.85
0.00
0.00
0.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
THE NEW YORK STOCK EXCHANGE (“NYSE”) is an exchange. Ladenburg Thalmann and Co. Inc. (“LTCO”) routes equity limit and
market orders (Held only) to NYSE. NYSE charges LTCO standard member rates for executions found here
https://www.nyse.com/markets/nyse/trading-info#trading-fees. LTCO has no payment for order flow arrangements with this venue
nor do we have any other arraignments otherwise stated herein this disclosure.
Exchange Identifier: NYSE
Type: Equity Limit and Market Orders Only (Held only)
Algo1
: No
100.00
100.00
0.00
0.00
0.00
MASAX
100.00
100.00
0.00
0.00
0.00
0.7000
0.3500
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
TRADEMAS INC. (“BT”) is a NYSE floor broker. Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to
BT which are executed through various unknown market centers. BT charges LTCO for the order flow sent to them in the amount of
$0.002 per executed share of stock. LTCO has no payment for order flow arrangements with this venue nor do we receive rebates
for providing liquidity. LTCO has no other arraignments otherwise stated herein this disclosure.
IMID: BT
CRDID: 130030
Type: Equity Orders Only (Both Held and Not-Held)
Algo1
: No