1.3
Ladenburg Thalmann and Co. Inc (“LTCO”)
2020
3
2021-02-03T10:16:39Z
2020
7
100.00
97.58
0.94
1.34
0.13
NFSC
100.00
100.00
100.00
100.00
100.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
NATIONAL FINANCIAL SERVICES, LLC (“NFSC”) is a registered broker dealer who provides clearing and execution services to introducing brokers. Ladenburg Thalmann and Co. Inc. (“LTCO”) financial professionals enter foreign equity orders and domestic equity and/or option orders (Held and Not-Held) on behalf of their clients directly in Weathscape, an order management platform licensed to LTCO by NFSC. NFSC is the aggregator/venue of these orders being facilitated through various unknown market centers. NFSC maintains the responsibility for publicly posting any payment for order flow arraignments they may have with the execution venues used to execute our customer orders; in addition to, the order routing statistics inclusive of any fee(s) paid or rebates(s) received.
LTCO does NOT receive any rebates or pays any fees related to the execution of this order flow. LTCO maintains a fully disclosed clearing relationship as an introducing broker with National Financial Services, LLC (“NFSC”), where NFSC charges LTCO a standard order ticket charge. LTCO has no payment for order flow arrangements with this venue.
IMID: NFSC CRDID: 13041 Type: Foreign Equity Orders and Domestic Equity/Option orders (Both Held and Not-Held)
100.00
78.50
13.76
7.69
0.05
NFSC
99.34
99.76
98.84
95.86
100.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
NATIONAL FINANCIAL SERVICES, LLC (“NFSC”) is a registered broker dealer who provides clearing and execution services to introducing brokers. Ladenburg Thalmann and Co. Inc. (“LTCO”) financial professionals enter foreign equity orders and domestic equity and/or option orders (Held and Not-Held) on behalf of their clients directly in Weathscape, an order management platform licensed to LTCO by NFSC. NFSC is the aggregator/venue of these orders being facilitated through various unknown market centers. NFSC maintains the responsibility for publicly posting any payment for order flow arraignments they may have with the execution venues used to execute our customer orders; in addition to, the order routing statistics inclusive of any fee(s) paid or rebates(s) received.
LTCO does NOT receive any rebates or pays any fees related to the execution of this order flow. LTCO maintains a fully disclosed clearing relationship as an introducing broker with National Financial Services, LLC (“NFSC”), where NFSC charges LTCO a standard order ticket charge. LTCO has no payment for order flow arrangements with this venue.
IMID: NFSC CRDID: 13041 Type: Foreign Equity Orders and Domestic Equity/Option orders (Both Held and Not-Held)
NSDQ
0.66
0.24
1.16
4.14
0.00
-34.0000
-28.4113
-33.0000
-9.2747
51.0000
14.0000
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments otherwise stated herein this disclosure.
IMID: INET CRDID: 7270 Type: Equity Orders Only (Both Held and Not-Held)
0.00
0.00
0.00
0.00
0.00
2020
8
100.00
91.98
0.10
7.91
0.00
NFSC
100.00
100.00
100.00
100.00
0.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
NATIONAL FINANCIAL SERVICES, LLC (“NFSC”) is a registered broker dealer who provides clearing and execution services to introducing brokers. Ladenburg Thalmann and Co. Inc. (“LTCO”) financial professionals enter foreign equity orders and domestic equity and/or option orders (Held and Not-Held) on behalf of their clients directly in Weathscape, an order management platform licensed to LTCO by NFSC. NFSC is the aggregator/venue of these orders being facilitated through various unknown market centers. NFSC maintains the responsibility for publicly posting any payment for order flow arraignments they may have with the execution venues used to execute our customer orders; in addition to, the order routing statistics inclusive of any fee(s) paid or rebates(s) received.
LTCO does NOT receive any rebates or pays any fees related to the execution of this order flow. LTCO maintains a fully disclosed clearing relationship as an introducing broker with National Financial Services, LLC (“NFSC”), where NFSC charges LTCO a standard order ticket charge. LTCO has no payment for order flow arrangements with this venue.
IMID: NFSC CRDID: 13041 Type: Foreign Equity Orders and Domestic Equity/Option orders (Both Held and Not-Held)
100.00
76.60
13.42
8.13
1.85
NFSC
99.11
99.44
98.49
96.88
100.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
NATIONAL FINANCIAL SERVICES, LLC (“NFSC”) is a registered broker dealer who provides clearing and execution services to introducing brokers. Ladenburg Thalmann and Co. Inc. (“LTCO”) financial professionals enter foreign equity orders and domestic equity and/or option orders (Held and Not-Held) on behalf of their clients directly in Weathscape, an order management platform licensed to LTCO by NFSC. NFSC is the aggregator/venue of these orders being facilitated through various unknown market centers. NFSC maintains the responsibility for publicly posting any payment for order flow arraignments they may have with the execution venues used to execute our customer orders; in addition to, the order routing statistics inclusive of any fee(s) paid or rebates(s) received.
LTCO does NOT receive any rebates or pays any fees related to the execution of this order flow. LTCO maintains a fully disclosed clearing relationship as an introducing broker with National Financial Services, LLC (“NFSC”), where NFSC charges LTCO a standard order ticket charge. LTCO has no payment for order flow arrangements with this venue.
IMID: NFSC CRDID: 13041 Type: Foreign Equity Orders and Domestic Equity/Option orders (Both Held and Not-Held)
NSDQ
0.89
0.56
1.51
3.12
0.00
-40.0000
-19.8790
-13.0000
-13.1545
4.0000
9.5303
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments otherwise stated herein this disclosure.
IMID: INET CRDID: 7270 Type: Equity Orders Only (Both Held and Not-Held)
100.00
100.00
0.00
0.00
0.00
DPTAX
100.00
100.00
0.00
0.00
0.00
-2.0000
-0.3500
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
DE PAOLA TRADING, INC. (“DPTAX”) is an options floor broker on the AMEX. Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held option orders to DPTAX which are executed through various unknown market centers. DPTAX charges LTCO a standard $0.35 per contract executed. Ladenburg pays no connectivity fees, no payment for order flow arrangements with this venue, does not receive rebates for providing liquidity, or any other arraignments otherwise stated herein this disclosure. IMID: DPTAX CRDID: 143625 Type: Orders Only (Both Held and Not-Held)
2020
9
100.00
95.63
0.94
3.43
0.00
NFSC
100.00
100.00
100.00
100.00
0.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
NATIONAL FINANCIAL SERVICES, LLC (“NFSC”) is a registered broker dealer who provides clearing and execution services to introducing brokers. Ladenburg Thalmann and Co. Inc. (“LTCO”) financial professionals enter foreign equity orders and domestic equity and/or option orders (Held and Not-Held) on behalf of their clients directly in Weathscape, an order management platform licensed to LTCO by NFSC. NFSC is the aggregator/venue of these orders being facilitated through various unknown market centers. NFSC maintains the responsibility for publicly posting any payment for order flow arraignments they may have with the execution venues used to execute our customer orders; in addition to, the order routing statistics inclusive of any fee(s) paid or rebates(s) received.
LTCO does NOT receive any rebates or pays any fees related to the execution of this order flow. LTCO maintains a fully disclosed clearing relationship as an introducing broker with National Financial Services, LLC (“NFSC”), where NFSC charges LTCO a standard order ticket charge. LTCO has no payment for order flow arrangements with this venue.
IMID: NFSC CRDID: 13041 Type: Foreign Equity Orders and Domestic Equity/Option orders (Both Held and Not-Held)
100.00
81.80
9.67
8.44
0.08
NFSC
99.52
99.74
99.45
97.47
100.00
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
NATIONAL FINANCIAL SERVICES, LLC (“NFSC”) is a registered broker dealer who provides clearing and execution services to introducing brokers. Ladenburg Thalmann and Co. Inc. (“LTCO”) financial professionals enter foreign equity orders and domestic equity and/or option orders (Held and Not-Held) on behalf of their clients directly in Weathscape, an order management platform licensed to LTCO by NFSC. NFSC is the aggregator/venue of these orders being facilitated through various unknown market centers. NFSC maintains the responsibility for publicly posting any payment for order flow arraignments they may have with the execution venues used to execute our customer orders; in addition to, the order routing statistics inclusive of any fee(s) paid or rebates(s) received.
LTCO does NOT receive any rebates or pays any fees related to the execution of this order flow. LTCO maintains a fully disclosed clearing relationship as an introducing broker with National Financial Services, LLC (“NFSC”), where NFSC charges LTCO a standard order ticket charge. LTCO has no payment for order flow arrangements with this venue.
IMID: NFSC CRDID: 13041 Type: Foreign Equity Orders and Domestic Equity/Option orders (Both Held and Not-Held)
NSDQ
0.48
0.26
0.55
2.53
0.00
-37.0000
-18.7145
-16.0000
-19.1718
18.0000
13.9966
0.0000
0.0000
NASDAQ EXECUTION SERVICES, LLC (“INET”) is a broker dealer who provides subscribers access to their electronic communication network (ECN). Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held equity orders to INET which are executed through various market centers. LTCO in some cases may receive a rebate in cases where LTCO enhances liquidity. INET charges LTCO standard transaction rates for all orders routed and executed via their ECN. Under this schedule LTCO is charged for routing OTC and listed shares that take liquidity from the system and rebated for orders that provide liquidity to the system. INET charges subscribers $0.003 per executed share for trades that remove liquidity and rebates an average of $0.0014 per executed share that add liquidity. LTCO has no payment for order flow arrangements with this venue nor do we have any other arraignments otherwise stated herein this disclosure.
IMID: INET CRDID: 7270 Type: Equity Orders Only (Both Held and Not-Held)
100.00
100.00
0.00
0.00
0.00
DPTAX
100.00
100.00
0.00
0.00
0.00
0.0000
-0.3500
0.0000
0.0000
0.0000
0.0000
0.0000
0.0000
DE PAOLA TRADING, INC. (“DPTAX”) is an options floor broker on the AMEX. Ladenburg Thalmann and Co. Inc. (“LTCO”) routes held and not-held option orders to DPTAX which are executed through various unknown market centers. DPTAX charges LTCO a standard $0.35 per contract executed. Ladenburg pays no connectivity fees, no payment for order flow arrangements with this venue, does not receive rebates for providing liquidity, or any other arraignments otherwise stated herein this disclosure. IMID: DPTAX CRDID: 143625 Type: Orders Only (Both Held and Not-Held)