Leaders in Trade Analytics and Compliance Solutions
SEC Rule 606 Reports

To view an XML or PDF of a quarterly 606 Report, click on the corresponding orange link below.  For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.

2022

 

606(a)1 - 3rd Quarter Report (WBET)  (xml)  (pdf)
606(a)1 - 3rd Quarter Report (WBAX)  (
xml)  (pdf)

 

606(a)1 - 2nd Quarter Report (WBET)  (xml)  (pdf)
606(a)1 - 2nd Quarter Report (WBAX)  (
xml)  (pdf)

 

606(a)1 - 1st Quarter Report (WBET)  (xml)  (pdf)
606(a)1 - 1st Quarter Report (WBAX)  (
xml)  (pdf)

 

 

2021

 

606(a)1 - 4th Quarter Report (WBET)  (xml)  (pdf)
606(a)1 - 4th Quarter Report (WBAX)  (
xml)  (pdf)

 

606(a)1 - 3rd Quarter Report (WBET)  (xml)  (pdf)
606(a)1 - 3rd Quarter Report (WBAX)  (
xml)  (pdf)

 

606(a)1 - 2nd Quarter Report (WBET)  (xml)  (pdf)
606(a)1 - 2nd Quarter Report (WBAX)  (
xml)  (pdf)

 

606(a)1 - 1st Quarter Report (WBET)  (xml)  (pdf)
606(a)1 - 1st Quarter Report (WBAX)  (
xml)  (pdf)

 

2020

 

606(a)1 - 4th Quarter Report (WBET)  (xml)  (pdf)
606(a)1 - 4th Quarter Report (WBAX)  (
xml)  (pdf)

606(a)1 - 3rd Quarter Report (WBET)  (
xml)  (pdf)
606(a)1 - 3rd Quarter Report (WBAX)  (
xml)  (pdf)

 

606(a)1 - 2nd Quarter Report  (xml)  (pdf)

 

606(a)1 - 1st Quarter Report  (xml)  (pdf)

 

 

 

 

For prior quarterly reports, CLICK HERE.

 

 

 

LEARN MORE about WallachBeth Capital

 

 

 

Leaders in Trade Analytics and Compliance Solutions
SEC Rule 606 Reports
Leaders in Trade Analytics and Compliance Solutions
SEC Rule 606 Reports
Leaders in Trade Analytics and Compliance Solutions
SEC Rule 606 Reports