Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information

TJM Investments, LLC

To view an XML or PDF of a quarterly 606 Report, click on the corresponding orange link below.  For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.

2024

 

606(a)1 - 1st Quarter Report - (xml)  (pdf)

 

 

2023

 

606(a)1 - 4th Quarter Report - (xml)  (pdf)

606(a)1 - 3rd Quarter Report - (xml)  (pdf)

606(a)1 - 2nd Quarter Report  (xml)  (pdf)

606(a)1 - 1st Quarter Report - (xml)  (pdf)

 

 

2022

 

606(a)1 - 4th Quarter Report - (xml)  (pdf)

606(a)1 - 3rd Quarter Report - (xml)  (pdf)

606(a)1 - 2nd Quarter Report  (xml)  (pdf)

606(a)1 - 1st Quarter Report - (xml)  (pdf)

 

 

2021

 

606(a)1 - 4th Quarter Report - (xml)  (pdf)

606(a)1 - 3rd Quarter Report  (xml)  (pdf)

606(a)1 - 2nd Quarter Report  (xml)  (pdf)

606(a)1 - 1st Quarter Report  (xml)  (pdf)

 

 

2020

 

606(a)1 - 4th Quarter Report  (xml)  (pdf)
606(a)1 - 3rd Quarter Report  (xml)  (pdf)

606(a)1 - 2nd Quarter Report  (xml)  (pdf)

606(a)1 - 1st Quarter Report  (xml)  (pdf)

 

 

 

For prior quarterly reports and disclosure information, CLICK HERE.