Leaders in Trade Analytics and Compliance Solutions
SEC Rule 606 Reports
TJM Investments, LLC
To view an XML or PDF of a quarterly 606 Report, click on the corresponding orange link below. For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.
2022
606(a)1 - 4th Quarter Report - (xml) (pdf)
606(a)1 - 3rd Quarter Report - (xml) (pdf)
606(a)1 - 2nd Quarter Report (xml) (pdf)
606(a)1 - 1st Quarter Report - (xml) (pdf)
2021
606(a)1 - 4th Quarter Report - (xml) (pdf)
606(a)1 - 3rd Quarter Report (xml) (pdf)
606(a)1 - 2nd Quarter Report (xml) (pdf)
606(a)1 - 1st Quarter Report (xml) (pdf)
2020
606(a)1 - 4th Quarter Report (xml) (pdf)
606(a)1 - 3rd Quarter Report (xml) (pdf)
606(a)1 - 2nd Quarter Report (xml) (pdf)
606(a)1 - 1st Quarter Report (xml) (pdf)
For prior quarterly reports and disclosure information, CLICK HERE.