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Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information
MND Partners
To view an XML of a quarterly 606 Report, click on the corresponding orange link below. For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.
2023
606(a)1 - 4th Quarter - No Covered Orders
606(a)1 - 3rd Quarter - No Covered Orders
606(a)1 - 2nd Quarter - No Covered Orders
606(a)1 - 1st Quarter - No Covered Orders
2022
606(a)1 - 4th Quarter - No Covered Orders
606(a)1 - 3rd Quarter - No Covered Orders
606(a)1 - 2nd Quarter - No Covered Orders
606(a)1 - 1st Quarter - No Covered Orders
2021
606(a)1 - 4th Quarter - No Covered Orders
606(a)1 - 3rd Quarter - No Covered Orders
606(a)1 - 2nd Quarter - No Covered Orders
606(a)1 - 1st Quarter - No Covered Orders
2020
606(a)1 - 4th Quarter - No Covered Orders
606(a)1 - 3rd Quarter - No Covered Orders
606(a)1 - 2nd Quarter - No Covered Orders
606(a)1 - 1st Quarter - No Covered Orders
For prior quarterly reports, CLICK HERE.