Leaders in Trade Analytics and Compliance Solutions

Regulation NMS – SEC Rule 606-Disclosure of SEC-Required Held Order Routing Information

G.research, LLC

To view an XML or PDF of a quarterly 606 Report, click on the corresponding orange link below.  For more information, see the 2020 Order Handling Data Schema and Report Renderer for Broker-Dealers.

2023

 

606(a)1 - 4th Quarter - (xml)  (pdf)

606(a)1 - 3rd Quarter - (xml)  (pdf)

606(a)1 - 2nd Quarter (xml)  (pdf)

606(a)1 - 1st Quarter - (xml)  (pdf)

 

 

2022

 

606(a)1 - 4th Quarter - (xml)  (pdf)

606(a)1 - 3rd Quarter - (xml)  (pdf)

606(a)1 - 2nd Quarter - (xml)  (pdf)

606(a)1 - 1st Quarter - (xml)  (pdf)

 

 

2021

 

606(a)1 - 4th Quarter - (xml)  (pdf)

606(a)1 - 3rd Quarter - (xml)  (pdf)

606(a)1 - 2nd Quarter - (xml)  (pdf)

606(a)1 - 1st Quarter - (xml)  (pdf)

 

 

2020

 

606(a)1 - 4th Quarter - (xml)  (pdf)

606(a)1 - 3rd Quarter - (xml)  (pdf)

606(a)1 - 2nd Quarter - (xml)  (pdf)

606(a)1 - 1st Quarter - (xml)  (pdf)

 

For more information about G.research, LLC, CLICK HERE.

 

 

 

 

 

Leaders in Trade Analytics and Compliance Solutions
Leaders in Trade Analytics and Compliance Solutions
Leaders in Trade Analytics and Compliance Solutions