Leaders in Trade Analytics and Compliance Solutions
Regulation NMS - SEC Rule 605 - Disclosure of SEC-Required Order Execution Information
Guggenheim Securities, LLC
To access a .dat file of a monthly 605 Report, click on the corresponding orange link below:
2022 Reports
2021 Reports
605 October
605 September
605 August
605 July
605 June
605 May
605 April
605 March
605 February
605 January
2020 Reports
For prior reports, CLICK HERE.
LEARN MORE about Guggenheim Securities, LLC.