Compliance officers and investment managers today face unprecedented challenges relating to SEC, FINRA and European mandates as regulatory reporting has become more complex. Ever-changing trading methods and the latest technical advances present companies with increased oversight burdens and compliance challenges. Our compliance and trade surveillance software products offer comprehensive and versatile features that allow asset owners, broker-dealers, investment advisors, and exchanges to comply with various data-driven regulations while ensuring ongoing monitoring capabilities.
Our Multi-Asset TCA Products:
Liquidity Risk Management
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